Important Legal Disclosures and Information

Form CRS   —   ADV Part 2A  â€”   Privacy Notices



IMPORTANT DISCLOSURE INFORMATION

Bryn Mawr Capital Management (“BMCM”) is an SEC registered investment advisor principally located in Philadelphia, Pennsylvania and a subsidiary of WSFS Financial Corporation.

BMCM may only transact business in those states in which it is registered or qualifies for an exemption or exclusion from registration requirements. Related to BMCM, the web site is limited to the dissemination of general information pertaining to advisory services, together with access to additional investment-related information, publications, and links. Accordingly, the publication of the web site on the Internet should not be construed by any consumer and/or prospective client as BMCM’s solicitation to effect, or attempt to effect transactions in securities, or the rendering of personalized investment advice for compensation, over the Internet.  Any subsequent, direct communication by BMCM with a prospective client shall be conducted by a representative that is either registered or qualifies for an exemption or exclusion from registration in the state where the prospective client resides.  A copy of BMCM’s current written disclosure Brochure and Form CRS discussing BMCM’s business operations, services, and fees is available on this web site and/or from BMCM upon written request. BMCM does not make any representations or warranties as to the accuracy, timeliness, suitability, completeness, or relevance of any information prepared by any unaffiliated third party, whether linked to the web site or incorporated herein, and takes no responsibility therefor.  All such information is provided solely for convenience purposes only and all users thereof should be guided accordingly.

Please remember that different types of investments involve varying degrees of risk, and there can be no assurance that the future performance of any specific investment or investment strategy (including those undertaken or recommended by BMCM), will be profitable or equal any historical performance level(s). Neither BMCM’s investment advisor registration status, nor any amount of prior experience or success, should be construed that a certain level of results or satisfaction will be achieved if BMCM is engaged, or continues to be engaged, to provide investment advisory services. BMCM’s registration status does not imply a specific level of skill or training.

Certain portions of the web site (i.e., newsletters, articles, commentaries, etc.) may contain a discussion of, and/or provide access to, BMCM (and those of other investment and non-investment professionals) positions and/or recommendations as of a specific prior date.  Due to various factors, including changing market conditions, such discussion may no longer be reflective of current position(s) and/or recommendation(s).  Moreover, no client or prospective client should assume that any such discussion serves as the receipt of, or a substitute for, personalized advice from BMCM, or from any other investment professional. BMCM is neither an attorney nor an accountant, and no portion of the web site content should be interpreted as legal, accounting or tax advice.

BMCM is engaged in a Co-Advisor relationship with its affiliate, WSFS Bank, whereby WSFS Bank introduces prospective investment advisory clients to BMCM.  If the introduced client engages BMCM, WSFS shall receive 15% of the initial four quarters’ advisory fee paid by the client to BMCM. Given the affiliation and economic arrangement, a conflict of interest is presented because WSFS Bank has an incentive to recommend BMCM’s services. Neither the affiliation nor the introduction should be construed as any assurance that the referred client will have a satisfactory BMCM engagement, nor that such engagement will result in any level of performance or results.

All opinions expressed by employees on television, radio, internet, or any other medium are merely opinions. You should not treat any opinion expressed as an inducement to make a particular investment or follow a particular strategy. Opinions expressed are based upon information that employees considered reliable at the time spoken, but there is no guarantee of completeness or accuracy, and it should not be relied upon as such. The opinions do not represent the opinions of WSFS Financial Corporation, its affiliates, or their subsidiaries. Employees and the listed entities have no duty to update or correct any information that was provided. Past performance is not indicative of future results, and as such, neither employees nor any of the above-listed entities guarantee any specific outcome, performance, or profit. Before acting on any information from employees, consider suitability for your personal financial situation and seek the advice of your own financial professional.

Please Note: Limitations. Neither rankings nor recognitions by unaffiliated rating services, publications, media, or other organizations,  nor the achievement of any professional designation, certification, degree, or license, membership in any professional organization, or any amount of prior experience or success, should be construed by a client or prospective client as a guarantee that the client will experience a certain level of results if the investment professional or the  investment professional’s firm is engaged, or continues to be engaged, to provide investment advisory services.

To the extent that any client or prospective client utilizes any economic calculator or similar interactive device contained within or linked to the web site, the client and/or prospective client acknowledges and understands that the information resulting from the use of any such calculator/device, is not, and should not be construed, in any manner whatsoever, as the receipt of, or a substitute for, personalized individual advice from BMCM, or from any other investment professional.

Each client and prospective client agree as a condition precedent to his/her/its access to the web site, to release and hold harmless BMCM, its officers, directors, owners, employees and agents from any and all adverse consequences resulting from any of his/her/its actions and/or omissions which are independent of his/her/its receipt of personalized individual advice from BMCM.